Skip to content

Menu

Privacy PolicyEuropean Offices Privacy NoticeDisclaimer
Subscribe
Search
Close

Financial Services Observer

News & Commentary on Financial Regulatory and Compliance Matters

amendments

Subscribe to amendments via RSS

New ADV Rule

By Richard M. Cutshall on August 25, 2016
Posted in Investment Regulation, Risk Management, SEC

Today, the SEC announced the adoption of amendments to several rules under the Investment Advisers Act of 1940 and to Form ADV, the investment adviser registration and reporting form. Although there is a long lead-in time to get in compliance with the new rules and Form ADV, advisers should consider beginning work now to…

RSS Twitter Facebook LinkedIn
Privacy PolicyEuropean Offices Privacy NoticeDisclaimer
Copyright © 2026, Greenberg Traurig, LLP. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo