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jason s. lewis

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SEC Continues Enforcement Push as Outlined in its Announcement of FY 2016 Statistics

By Jason S. Lewis on October 13, 2016
Posted in SEC

In an announcement this week related to FY 2016 enforcement statistics, the SEC reported another increase and outlined its continued robust efforts.  In 2016, the SEC filed 868 enforcement actions besting its 2015 total by 61 actions and 2014 by 113 actions.  Although enforcement actions were up, the SEC announced that it had obtained judgments…

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