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Financial Services Observer

News & Commentary on Financial Regulatory and Compliance Matters

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Do Non-Bank Financial Institutions Pose a Systemic Risk?

By Partha Pal & Tim Dolan on December 11, 2025
Posted in Featured, GT Alert, UK

This is the fourth in our series of GT Alerts reporting on the House of Lords Financial Services Regulatory Committee (the Committee) inquiry into the non-bank financial institutions (NBFI) sector.
Continue Reading Do Non-Bank Financial Institutions Pose a Systemic Risk?

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Non-Bank Lending in the Spotlight: Regulatory Capital and Its Impact

By Partha Pal & Tim Dolan on October 29, 2025
Posted in Featured, GT Alert, nonbanks, UK

In the GT Alert we produced in September, we commented on the inquiry the Financial Services Regulation Committee (the Committee) of the House of Lords commenced on non-bank financial institutions (NBFIs).
Continue Reading Non-Bank Lending in the Spotlight: Regulatory Capital and Its Impact

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